Conference paper
Code of Ethics for a Community of Practice (CoP)
Why a code of ethics?
As a professional, I have a Code of Ethics to guide me in relationship to Others. I have a personal code of ethics and code of interaction with others and when I join a new group of friends or professionals or a CoP I have to compare and contrast the ethical position of each to adjust and find my way around. If I am to discuss tacit knowledge, provide information, resources and support, I want to know what the rules of engagement are. I want to know that respect, privacy and ownership, are decided up-front and that the things we are going to do are culturally and ethically acceptable to me.
I have not seen any implicit or explicit ethics for CoPs as yet and that is a bit like the spider inviting me into his den. If it is a CoP of like minded professionals there are some basic rules, professional codes of practice. I also understand the UN charter of human rights, but Australia does not have a constitutional charter of human rights. Legal issues pertaining to the CoP are rarely discussed before the initial stages an you are well and truly into the middle of it, perhaps facing a dawning ethical problem before you realise that there are no rules and no boundaries.
Can a CoP have a moral responsibility?
Only humans can have moral agency because they alone have the capacity to think,choose and experience emotions. Thus CoPs are amoral even though they are responsible to the law economic forces and government control. You have to watch that individuals don't project moral responsibility onto the CoP and that the CoP doesn't shirk responsibility by blaming individuals. To separate individual from the collective is probably a reflection of western philosophical thought. This atomic individualism is reflected in our language, community structure and relationships. Holistically the CoP and the individual are one indivisible construct. Despite this individuals can enter and leave the CoP and this does not alter the moral responsibility of the CoP. Thus a CoP is a dynamic construct with shared responsibility. Individuals within a CoP vary as to their moral responsibility dependent upon age, experience, education, development and level of self control. CoPs will also vary in their ethical positions dependent upon such variables as for-profit, not- for-profit, government, NGOs, cultural norms, history, investment horizons, dynamism, heterogeneity and hostility patterns.
The ecological fallacy states that the CoP does not extrapolate to an individuals ethics due to Groupthink, the Hawthorne effect, pragmatics and utilitarianism. Although the individual is still making the choices, they may be coerced or altered by the CoP culture.
The Individual fallacy implies that individuals do not equal the collective ethic. Each person has free will, choice and intention and therefore other members of the CoP are not responsible for their actions. It follows the line of the fallacy of False Reification, the CoP is not overriding the individual, it is a tool for the welfare and sustainability of people.
The Association fallacy implies that the CoP is the sum total of the collective of all individual ethics overriding individual ethics. The Autonomy fallacy treats the CoP as indivisible so that the individual acts as agent for the CoP but accepts no individual responsibility.
There is a dynamic nature of multiple factors implying a complexity theory approach. Using a systems theory, each party takes responsibility as does the CoP. Using a blame and punishment model creates this dichotomy. Perhaps it is more reasonable to accept that mistakes happen and we can learn from them.
What kind of Code of Ethics
I would prefer a code that it real, not a list of fancy words and lofty ideals that take a dictionary to understand. I would like the ethics to be embedded in all the frameworks used and all the goals of the CoP. I have taken part in business based CoPs that may have different goals than my health lobby CoP or my art CoP. Are universal rules, absolute moral codes or relativistic( culturally, socially, philosophical, historical and personal)ones better?
There are Philosophical, social and psychological aspects to most codes of ethics
Philosophy theories
Justice (Distributory ethics Non-maleficence;Beneficence; freedom of choice/ liberty)
Rights, for example, free speech, free consent, privacy, free conscience. And the United Nations Declaration of Human Rights.
Duties ( duty to elders, God)
Virtues ( Aristotle talked about thought and emotions being in balance, like Kelly's construct theory). For example- respect, distributive justice, truthfulness, friendliness, gentleness, equality, modesty and self control.
Social theories
values
culture, social contract theory, Rousseau, relationship theory, Buber, Foucault, Richoeu
law
the prisoner's dilemma
political
globalisation/ the global village
religions
Psychological theories
behavior theories, Pavlov, Skinner.
reasoning, logical and otherwise, Descartes, Habermas, Hegel, Spinoza, Kant, Descartes, Pragmatics , James, Dewey.
emotional brain functioning, humanism, feminisms, intuitive theories
epistemology or learning
development theories, Piaget, Kohlberg, Vygotsky
Again we see a complex set of theories and ideas to choose from and this is by no means a complete picture. Theories can detract from ethics. Prescriptive approaches require no thinking but descriptive approaches offer no practical solutions. A code implies dichotomies and paternalism. It also implies argumentation and single positions Codes lead to exclusion rather than inclusions. I prefer a non-code, anti-theory, feminisms approach.
Feminist virtues include narrative approaches to diversity, caring, respect, valuing, nurturing and networking. This is about not only the Other people but also the environment and history- past and future. It is about consciousness raising rather than rigidity. It respects people to be equal adult sand I think that if you treat people as adults they will more likely act as adults.
Feminist Ethics in a CoP.
In a Cop, the feminist values of diversity, care and networking are integral to collaborative work. This is not a prescriptive or rigid set of morals. It implies virtues, in balance.
Diversity
A CoP that contains a homogeneity offers no alternate thoughts, resources or challenges and creates the category error. Admittedly, too much diversity means that there is little attachment between participants, but six degrees of separation in the world means that I have never found it hard to find something in common.
Care
If you use care for others, this implies respect, support, assistance, collaboration and listening for, culture, gender, race, religions and sex differences. Thee are competing values however, allowing for diversity, that mean one needs to have a balanced view of care.
Care implies an emotional attachment to members of the CoP. It also implies an intuitive capacity to understand other people and empathy.
Networking
It goes without saying that this is the basic structure of a CoP. One is not just networking with the participants but with the network of each individual member of the CoP. The boundaries become somewhat blurred in this model. Collaboration is not just for the CoP but for the outcomes which is for the betterment of others. This gives us the positive liberty to acknowledge the needs of others as well as our own.
Problems for discussion
1.
Can we make it simple?
Would the universalist, monotheory-
Do unto others as you would have done unto you,
suffice?
What potential problems are there with this adage?
2.
How do ethics relate to the designed, fast paced innovative profit-driven CoP?
Case-study- software designers CoPs create programs and to launch them so that they can grab marketshare, get some profit before free shareware pirates the program and move onto the next idea.
What about the consumer that has to find all the bugs and report them and do the research for the company at their expense?
Would this be acceptable for a pharmaceutical company?
3
Someone talks about their unethical/illegal behavior outside the Cop within in the privacy of the CoP .
Case studies- all true ones I might add.
They are having an affair with the boss.
They bought a large number of shares in a rival company.
They tell you that their brother, well known community member and driver of the school bus is a pedophile
What do we do?
Is there a slippery slope?
4
What do men do in a CoP with feminist ethics? ]
What do we do if someone in the CoP doesn't want to embrace such ethics?
5
Someone leaves our CoP , takes all the shared soft knowledge and plans for future research and development and gos to a rival company. What ethical principles apply?
For a full discussion on the ethical issues relating to 'who owns knowledge' see our next module.
Bibliography
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Atkinson-Grosjean, J., & Young, W. M. (2007). Closing the ethics gap in research PPPs: a role for translational science and 'proximal ethicality'? . Retrieved 16/12/2007, from
http://www.cihr-irsc.gc.ca/e/34736.html
Atkinsson, A. (2007). A Code of Ethics for Sustainability Professionals. Worldchaning Retrieved 24/12/2007, from http://www.worldchanging.com/archives/007512.
Bittner, P., & Hornecker, E. (2005). A Micro-Ethical View On Computing Practice. Paper presented at the Proceedings of the 4th decennial conference on Critical computing: between sense and sensibility CC '05, January 2005 Retrieved 23/12/2007 from ACM Data Provider, USQ Library Multiple Database
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www.rohan.sdsu.edu/faculty/dunnweb/pubslabs96html
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Connolly, J. (2007). The Place of Ethics in the Spatial Information Sciences: an Australasian Perspective [Electronic Version]. The Global Geospatial Magazine , GIS Development Retrieved 23/12/2007 from http://www.gisdevelopment.net/magazine/global/2007/august/26.htm.
Cooper, T. (1997). Building an Ethical Community: Queensland University of Technology Press
Dube, J. (2003). A Blogger's Code of Ethics [Electronic Version]. Retrieved 23/12/2007 from http://www.cyberjournalist.net/news/000215.php.
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Goodall, G. (2003). Shelving the Code of Ethics:Bend it like Bentham [Electronic Version] Retrieved Googlesearch 23/12/2007 from
http://72.14.235.104/searchq=cache834yt4GjDYQJ:www.deregulo.com/facetation/pdfs/shelvingCodeOfEthics.pdf+code+of+ethics,+Communities+of+Practice&hl=en&ct=clnk&cd=21&gl=au.
Harten, N. (2006) The Cry for Ethical Leadership Philosophy Pathways 25, Retrieved 20/12/2007
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Hayward, L. M., Blackmer, B., & Markowski, A. (2006). Standardized Patients and Communities of Practice:A Realistic Strategy for Integrating the Core Values in a Physical Therapist Education Program. Journal of Physical Therapy Education, 20(2).Retrieved 16/12/2007 EbscoHost, USQ Library
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Kolb, R.W.,Le Clair,D., Pelton, L., Swanson, D. & Windsor, D., (2004). Role of Ethics in Business Curricula. Paper presented at the Teaching Business Ethics Conference, Tampa. Retrieved 23/12/2007
http://www.aacsb.edu/eerc/TBEConference/index.asp
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Noddings, N. (1984). Caring. A Feminine Approach to Ethics and Moral Education. London, USA: University of California Press.
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Monday, December 24, 2007
Slideshow
Slides
Slide 1
Code of Ethics for a Community of Practice (CoP)

by Joyce Arnold
Slide 2
Why a code of ethics?

Safety
Can a CoP have a moral responsibility?

Slide 4
What kind of Code of Ethics ?
Philosophical ethics
Social theories
Psychological theories
Mono-theory/pluralism/relativism/deontological
Feminisms 
Slide 5
Feminist Ethics in a CoP ?
Diversity
Care
Networking

Slide 6
Problems for discussion.
Please comment and debate these issues and any others you wish to add.
Slide 7
1.Can we make it simple? Would the universalist, monotheory-
Do unto others as you would have done unto you,
suffice?
What potential problems are there with this adage?
Slide 8
2.How do ethics relate to the designed, fast paced innovative profit-driven CoP?
Case-study
Software designers CoPs create programs and to launch them so that they can grab marketshare, get some profit before free shareware pirates the program and move onto the next idea.
Would this be acceptable for a pharmaceutical company?
Slide 9
3 Someone talks about their unethical/illegal behavior outside the Cop within in the privacy of the CoP .
Case studies- all true ones I might add.
They are having an affair with the boss. What do we think, do?
They bought a large number of shares in a rival company. What would you do?
They tell you that their brother, well known community member and driver of the school bus is a pedophile. What would you do?
Is there a slippery slope?
Slide 10
4.What do men do in a CoP with feminist ethics?
Slide 11
5. Someone leaves our CoP , takes all the shared soft knowledge and plans for future research
For a full discussion on the ethical issues relating to 'who owns knowledge' see our next module.
Slide 12

The End
Slide 1
Code of Ethics for a Community of Practice (CoP)

by Joyce Arnold
Slide 2
Why a code of ethics?

Safety
Trust
Professional behaviour
Slide 3
Can a CoP have a moral responsibility?
The CoP has collective responsibility?
Each individual is responsible for their own ethical behaviour?
Does each individual have to take collective repsonibility for the CoP?

Slide 4
What kind of Code of Ethics ?
Philosophical ethics
Social theories
Psychological theories
Mono-theory/pluralism/relativism/deontological
pragmatic/post-modern
Feminisms

Slide 5

Feminist Ethics in a CoP ?
Diversity
Care
Networking

Slide 6
Problems for discussion.
Please comment and debate these issues and any others you wish to add.
Slide 7
1.Can we make it simple? Would the universalist, monotheory-
Do unto others as you would have done unto you,
suffice?
What potential problems are there with this adage?
Slide 8
2.How do ethics relate to the designed, fast paced innovative profit-driven CoP?
Case-study
Software designers CoPs create programs and to launch them so that they can grab marketshare, get some profit before free shareware pirates the program and move onto the next idea.
What about the consumer that has to find all the bugs and report them and do the research for the company at their expense?
Would this be acceptable for a pharmaceutical company?
Slide 9
3 Someone talks about their unethical/illegal behavior outside the Cop within in the privacy of the CoP .
Case studies- all true ones I might add.
They are having an affair with the boss. What do we think, do?
They bought a large number of shares in a rival company. What would you do?
They tell you that their brother, well known community member and driver of the school bus is a pedophile. What would you do?
Is there a slippery slope?
Slide 10
4.What do men do in a CoP with feminist ethics?
What do we do if someone in the CoP doesn't want to embrace such ethics?
Slide 11
5. Someone leaves our CoP , takes all the shared soft knowledge and plans for future research
and development and gos to a rival company.
What ethical principles apply?
For a full discussion on the ethical issues relating to 'who owns knowledge' see our next module.
Slide 12

The End
Sunday, December 23, 2007
A code for sustainable ethics
Here is a practical, easy to read code of ethics. It is for sustainable ethics but pertains to many aspects of practical ethics in other areas of lives, business and CoPs.
I will use Atkinsson's framework and add my own comments.
1. Walk your talk.
It is no use having a code of ethics collecting dust on a bookshelf somewhere. Ethics is a practice rather than merely a cognitive process. Modelling ethical behaviour and showing that it is possible is fundamental to practical ethics.
2. Keep up to date.
As information and knowledge is changing more rapidly, better, smarter, more ethical ways of going about business need to be made available and put into action. This is an important aspect of professional ethics
3. Tell the truth about the trends, as you see it.
Tell the truth anyway, saves having to remember and maintain the lie and may create a sense of trust
4. Share information, and credit, with other professionals.
This is the professional attitude that goes back to the Hippocratic oath. Knowledge locked away is irrelevant. One does need to respect confidentiality, as in medical practice and the laws of privacy.
5. Prioritize cooperation over competition, and impact over income.
This is the cornerstone of a CoP, knowledge organisations and learning communities.It is our evolutionary advantage.
6. Make referrals to other professionals whenever appropriate.
This is the networking option, makes for more fluid boundaries but also increases marketing outcomes.
7. Tithe to the volunteers.
Such an old fashioned concept, currently resurrected as Corporate Social Responsibility.
8. Explain your ethical choices.
Be transparent in all actions, have an ethical audit and ethical portfolio. Why not advertise good behaviour? Perhaps it is contagious, we know that it has a multiplier effect. The market for sustainable, green and ethical business and investments is ever increasing.
9. Consider the systemic impacts of your advice and actions.
Systemic thinking is important for professionals but stakeholder theory is also valuable from an economic and ethical point of view.
10. Seek to do no harm.
No harm versus minimal harm versus utilitarian principles of greatest good?Therein lies the crux of all ethical problems. If there was a no harm option then the decision would be too easy.
Reference
Atkinsson, A. (2007). A Code of Ethics for Sustainability Professionals. Worldchanging Retrieved 24/12/2007, from http://www.worldchanging.com/archives/007512.html
I will use Atkinsson's framework and add my own comments.
1. Walk your talk.
It is no use having a code of ethics collecting dust on a bookshelf somewhere. Ethics is a practice rather than merely a cognitive process. Modelling ethical behaviour and showing that it is possible is fundamental to practical ethics.
2. Keep up to date.
As information and knowledge is changing more rapidly, better, smarter, more ethical ways of going about business need to be made available and put into action. This is an important aspect of professional ethics
3. Tell the truth about the trends, as you see it.
Tell the truth anyway, saves having to remember and maintain the lie and may create a sense of trust
4. Share information, and credit, with other professionals.
This is the professional attitude that goes back to the Hippocratic oath. Knowledge locked away is irrelevant. One does need to respect confidentiality, as in medical practice and the laws of privacy.
5. Prioritize cooperation over competition, and impact over income.
This is the cornerstone of a CoP, knowledge organisations and learning communities.It is our evolutionary advantage.
6. Make referrals to other professionals whenever appropriate.
This is the networking option, makes for more fluid boundaries but also increases marketing outcomes.
7. Tithe to the volunteers.
Such an old fashioned concept, currently resurrected as Corporate Social Responsibility.
8. Explain your ethical choices.
Be transparent in all actions, have an ethical audit and ethical portfolio. Why not advertise good behaviour? Perhaps it is contagious, we know that it has a multiplier effect. The market for sustainable, green and ethical business and investments is ever increasing.
9. Consider the systemic impacts of your advice and actions.
Systemic thinking is important for professionals but stakeholder theory is also valuable from an economic and ethical point of view.
10. Seek to do no harm.
No harm versus minimal harm versus utilitarian principles of greatest good?Therein lies the crux of all ethical problems. If there was a no harm option then the decision would be too easy.
Reference
Atkinsson, A. (2007). A Code of Ethics for Sustainability Professionals. Worldchanging Retrieved 24/12/2007, from http://www.worldchanging.com/archives/007512.html
Code of Ethics
Here is a Code of Ethics for a CoP published, the discussion is available
Connolly, J. (2007). The Place of Ethics in the Spatial Information Sciences: an Australasian Perspective [Electronic Version]. The Global Geospatial Magazine , GIS Development from http://www.gisdevelopment.net/magazine/global/2007/august/26.htm.
They addressed
Professional ethics
Identifying ethical threats
Evaluating the causes of ethical threats
and Examining possible safeguards to minimise ethical threats.
Connolly, J. (2007). The Place of Ethics in the Spatial Information Sciences: an Australasian Perspective [Electronic Version]. The Global Geospatial Magazine , GIS Development from http://www.gisdevelopment.net/magazine/global/2007/august/26.htm.
They addressed
Professional ethics
Identifying ethical threats
Evaluating the causes of ethical threats
and Examining possible safeguards to minimise ethical threats.
Saturday, December 22, 2007
Why not a code of ethics?
Enron was famed for having a strict code of ethics. The code of ethics was not externally consistent with the internal organisation and since then, cynicism about codes has a realistic ring.
Code of ethics need to be internally consistent, externally consistent and have face validity ( Goodsall, 2003).
A code needs to be written in such a way that it is part of praxis and not just collecting dust on a library shelf.
It needs to be written in words that can be understood and relate to daily practice.
What is happening internally needs to be reflected int he code and the code needs to be seen to be reliable between members of the community of practice, from one moment to the next and in dealings with people outside the CoP.
There is no point writing a code if it is not true. Perhaps there is no point to writing a code. Acting on a code would have more value.
Goodall, G. (2003). Shelving the Code of Ethics:Bend it like Bentham [Electronic Version] Retrieved 23/12/2007
http://72.14.235.104/searchq=cache:834yt4GjDYQJ:www.deregulo.com/facetation/pdfs/shelvingCodeOfEthics.pdf+code+of+ethics,+Communities+of+Practice&hl=en&ct=clnk&cd=21&gl=au.
Code of ethics need to be internally consistent, externally consistent and have face validity ( Goodsall, 2003).
A code needs to be written in such a way that it is part of praxis and not just collecting dust on a library shelf.
It needs to be written in words that can be understood and relate to daily practice.
What is happening internally needs to be reflected int he code and the code needs to be seen to be reliable between members of the community of practice, from one moment to the next and in dealings with people outside the CoP.
There is no point writing a code if it is not true. Perhaps there is no point to writing a code. Acting on a code would have more value.
Goodall, G. (2003). Shelving the Code of Ethics:Bend it like Bentham [Electronic Version] Retrieved 23/12/2007
http://72.14.235.104/searchq=cache:834yt4GjDYQJ:www.deregulo.com/facetation/pdfs/shelvingCodeOfEthics.pdf+code+of+ethics,+Communities+of+Practice&hl=en&ct=clnk&cd=21&gl=au.
Why a code of ethics
One has to feel safe in order to work at higher levels than base drives and survival ( Maslow's Hierarchy of need). Most of us take some time to assess a community, particularly the safety, trust and ethical standard, before forming relationships and joining a community. Some communities have implied codes of ethics, eg schools, police, hospitals, other s make their code of ethics and code of conduct explicit ( University of Western Australia).
Some organisations use a code of ethics to protect themselves too. ( eg relationships with the media, the public, use of company property for personal use, working outside the enterprise, secrecy, confidentiality and accepting bribes).
Codes of ethics and conduct are mandatory for publication of research. Such codes may also be advisable in a CoP, particularly as research is an important factor in obtaining knowledge.
A code of ethics or conduct may define boundaries to a CoP where there may be no boundaries, fluid boundaries or may serve to enforce boundaries in prescribed groups.
University of Western Australia, (2007) Code of ethics Retrieved 23/12/2007
http://www.hr.uwa.edu.au/publications/code_of_ethics
Some organisations use a code of ethics to protect themselves too. ( eg relationships with the media, the public, use of company property for personal use, working outside the enterprise, secrecy, confidentiality and accepting bribes).
Codes of ethics and conduct are mandatory for publication of research. Such codes may also be advisable in a CoP, particularly as research is an important factor in obtaining knowledge.
A code of ethics or conduct may define boundaries to a CoP where there may be no boundaries, fluid boundaries or may serve to enforce boundaries in prescribed groups.
University of Western Australia, (2007) Code of ethics Retrieved 23/12/2007
http://www.hr.uwa.edu.au/publications/code_of_ethics
A code of Ethics
Ethics -why?
Ethics provides a framework or platform for human activity, be it business, education, health or a CoP ( Pelton, 2004)
Ethical behaviour has a multiplier effect ( le Clair, 2004)
Ethics provides a basis for human interaction, collaboration and a way to deal witht he competitive self based drive and the evolutionary advantage to social , community living
Issues
Philosophy- justice, - distributory ( Rawls), non-malifiscience, beneficence, freedom of choice/liberty( Bentham)
rights, (The Rights of Man- UN, USA constitution, ? Australian constitution)
duties,
virtues (Aristotle, McIntyre)
( Swanson, 2004)
Social theories- values, culture,
- law
Psychological theories
Reasoning
Behaviour
Emotion ( Noddings)
However, a non-code code of ethics seems wisest. A code is paternalistic, too rigid, coercive, leads to exclusion rather than inclusion,
Virtues ( respect, caring, value diversity, networking ( eliminates boundaries and ownership issues) and post virtues narrative may have more consciousness raising effect.
Reference:
Robert W. Kolb, Dan LeClair, Lou Pelton, Diane Swanson, & Duane Windsor. (2004). Role of Ethics in Business Curricula. Paper presented at the Teaching Business Ethics Conference, Tampa. Retrieved 23/12/2007
http://www.aacsb.edu/eerc/TBEConference/index.asp
Ethics provides a framework or platform for human activity, be it business, education, health or a CoP ( Pelton, 2004)
Ethical behaviour has a multiplier effect ( le Clair, 2004)
Ethics provides a basis for human interaction, collaboration and a way to deal witht he competitive self based drive and the evolutionary advantage to social , community living
Issues
Philosophy- justice, - distributory ( Rawls), non-malifiscience, beneficence, freedom of choice/liberty( Bentham)
rights, (The Rights of Man- UN, USA constitution, ? Australian constitution)
duties,
virtues (Aristotle, McIntyre)
( Swanson, 2004)
Social theories- values, culture,
- law
Psychological theories
Reasoning
Behaviour
Emotion ( Noddings)
However, a non-code code of ethics seems wisest. A code is paternalistic, too rigid, coercive, leads to exclusion rather than inclusion,
Virtues ( respect, caring, value diversity, networking ( eliminates boundaries and ownership issues) and post virtues narrative may have more consciousness raising effect.
Reference:
Robert W. Kolb, Dan LeClair, Lou Pelton, Diane Swanson, & Duane Windsor. (2004). Role of Ethics in Business Curricula. Paper presented at the Teaching Business Ethics Conference, Tampa. Retrieved 23/12/2007
http://www.aacsb.edu/eerc/TBEConference/index.asp
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